SurveilX

Aionion SurveilX – Trade Surveillance & Compliance Platform

Version 2.0 | Last Updated: Dec 29, 2025

🏠 Dashboard

📥 Import Reports

Debarred PAN (BSE/NSE/MSE) UCC File (BSE/NSE) PMLA DP Alerts (CDSL) CC Calendar ISIN Rate Master Employee Master OFAC/UNSC Banned Entity BHAVCOPY UDIFF Trade File UDDIF ORDER DATA SCRIPMASTER ILLIQUID SCRIP List

📊 Trade Monitoring

Corporate Action Period Trades Synchronized Trading Circular Trading Detection Front Running Analysis Order Spoofing Detection Fat Finger Trades

🚨 Client Alerts

Pump & Dump Detection Mule Account Detection Red Flag Stock Trading Margin Violation Illiquid Scrip Trading Client Concentration

📋 Reports

Daily Alert Summary Suspicious Activity Report Quarterly MIS Audit Trail Report Compliance Status Report

⚙️ Admin

User & Role Management Threshold Configuration Audit Logs Policy & SOP Upload Whistle Blower Management

📦 Software Modules & Features

Comprehensive overview of Aionion SurveilX modules aligned with SEBI & Exchange surveillance requirements

7

Core Modules

21

Key Features

50+

Report Types

100%

Compliance Ready

Module Features Summary Table

Module	Features
🚨 Alert Engine Critical	Configurable thresholds Real-time detection Priority-based queuing
📋 Case Management High	Investigation workflow Document attachment Audit trail
📊 Reporting High	Scheduled reports Ad-hoc generation Multiple formats (PDF/Excel)
📈 Dashboard Medium	Real-time KPIs Drill-down capability Role-based views
🔗 Integration High	API for exchange submission Email alerts SMS notifications
📝 Audit Trail Critical	Complete logging User action tracking Tamper-proof records
🔐 Access Control Critical	Role-based permissions Chinese Wall implementation Physical access logs

Detailed Module Overview

🚨

Alert Engine

• Configurable alert thresholds per scrip/client
• Real-time pattern detection algorithms
• Priority-based alert queuing system
• ML-based anomaly detection
• Automatic escalation triggers

📋

Case Management

• End-to-end investigation workflow
• Document & evidence attachment
• Complete audit trail maintenance
• Case status tracking & history
• Regulatory submission workflow

📊

Reporting

• Scheduled automated reports
• Ad-hoc report generation
• Multiple formats: PDF, Excel, CSV
• Regulatory submission formats
• Custom report builder

📈

Dashboard

• Real-time KPI monitoring
• Interactive drill-down capability
• Role-based customized views
• Alert heatmaps & trends
• Executive summary widgets

🔗

Integration

• REST API for exchange submission
• Email alert notifications
• SMS notification gateway
• Back-office system integration
• Exchange data feed connectors

📝

Audit Trail

• Complete system activity logging
• User action tracking & timestamps
• Tamper-proof record storage
• Compliance audit support
• Data retention management

🔐

Access Control

• Role-based access permissions
• Chinese Wall implementation
• Physical access log integration
• Multi-factor authentication
• Session management & timeout

Regulatory Compliance Alignment

Regulation / Circular	Compliance Status	Covered Modules
SEBI PFUTP Regulations	✓ Compliant	Alert Engine Trade Monitoring Reporting
PIT Regulations (Insider Trading)	✓ Compliant	Access Control Chinese Wall Audit Trail
AML/CFT Guidelines	✓ Compliant	Client Screening SAR Reporting Case Management
Exchange Surveillance Circular	✓ Compliant	All Modules 48-Hour Reporting MIS Submission

© 2025 Aionion SurveilX | Trade Surveillance & Compliance Platform | Confidential & For Internal Use Only
Aligned with SEBI PFUTP, PIT Regulations, AML Guidelines & Exchange Surveillance Frameworks